Job Description
In House Counsel Jobs California | JDHuntr 49311 Attorney, Executive Director or Vice President (Remote), Purchase, NY
To apply go to JDHuntr.com
Day-to-day legal support for company"s investment advisory business, including providing legal analysis and advice with respect to applicable rules, regulations and legal risk relating to the fiduciary standard of care, trading, best execution, trade allocation, operational issues, principal trading rules, investment allocations, client fee structures and cash solicitation rules. Advising on matters related to the various types of clients serviced by Wealth Management, including retail natural persons, high net worth individuals, family offices, institutions, charitable organizations, and pension plans, among others. Drafting client agreements, account documentation and disclosure, and negotiating agreements with portfolio managers.
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Employment Type: Full-Time
Job Tags
Full time, Remote job,
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